Scott Aaron Syphers

Current Employers

Employment History

• 08/1999 → 12/2023
  New Era Financial Planners Inc
  Durham, NC
• 09/2007 → 12/2023
  Wealth Preservation Group, Llc
  Durham, NC
• 09/2007 → 10/2023
  Quantum Captial, Llc
  Durham, NC
• 01/2020 → Present
  Broad Reach Risk Management
  Durham, NC
• 11/2017 → Present
  Broad Reach Reinsurance Company, Inc
  Durham, NC

Previous Registrations

• 2005-08-16 → 2007-09-17
  Qa3 Financial Llc
  Omaha, NE
  Durham, NC
  Burlington, NC

Other Businesses

BROAD REACH CAPITAL, INVESTMENT RELATED, 1911 HILLANDALE RD SUITE 1020 DURHAM NC 27705, NAME UNDER WHICH WEALTH PRESERVATION GROUP, LLC PRIMARILY CONDUCTS ADVISORY BUSINESS, MEMBER, 11/2017, 0% OF MY TIME. BROAD REACH PARTNERS LLC, NOT INVESTMENT RELATED, 1911 HILLANDALE RD SUITE 1020 DURHAM NC 27705, MANAGEMENT SERVICES, MEMBER, 2018, 1% OF MY TIME, NORTH CAROLINA CAPTIVE INSURANCE ASSOCIATION, NOT INVESTMENT RELATED, 151 CREST RD SOUTHERN PINES NC 28387, BOARD OF DIRECTORS, 1/2022, 4 HOURS/MONTH DEVOTED TO THIS BUSINESS, 0 HOURS/MONTH DURING SECURITIES TRADING HOURS, BOARD OF DIRECTORS DUTIES SOUTHWIND RISK RETENTION GROUP, INC, NOT INVESTMENT RELATED, 6752 ROCK SPRINGS RD SUITE 310 WILMINGTON NC 28405, BOARD OF DIRECTORS, 12/2021, 1 HOUR/MONTH DEVOTED TO THIS BUSINESS, 0 HOURS/MONTH DURING SECURITIES TRADING HOURS, BOARD OF DIRECTORS DUTIES Broad Reach Capital, LLC, NOT INVESTMENT RELATED, 1911 HILLANDALE RD SUITE 1020 DURHAM NC 27705, Conducts no business, Member, 11/2017, 0% of my time BULLDOG NATIONAL RISK RETENTION GROUP, INC., NOT INVESTMENT RELATED, 6752 ROCK SPRINGS RD SUITE 310 WILMINGTON NC 28405, BOARD OF DIRECTORS, 3/2020, 1 HOUR/MONTH DEVOTED TO THIS BUSINESS, 0 HOURS/MONTH DURING SECURITIES TRADING HOURS, BOARD OF DIRECTORS DUTIES. PAG INSURANCE COMPANY INC. NOT INVESTMENT RELATED,1101 HAYNES STREET, SUITE 213 , RALEIGH, NC 27604, 12/7/2015APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR, NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS EVOLUTION INSURANCE COMPANY INC., NOT INVESTMENT RELATED,1101 HAYNES STREET, SUITE 213, RALEIGH, NC 27604, 11/1/2016APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR, NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS MASTWOOD INSURANCE COMPANY INC. NOT INVESTMENT RELATED, 1101 HAYNES STREET, SUITE 213, RALEIGH, NC 27604, 12/19/2016, APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR,NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS MOOSE RIVER INSURANCE COMPANY INC. NOT INVESTMENT RELATED, 1101 HAYNES STREET, SUITE 213, RALEIGH, NC 27604, 12/15/2016, APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR, NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS MRM INSURANCE COMPANY INC. NOT INVESTMENT RELATED, 1101 HAYNES STREET, SUITE 213, RALEIGH, NC 27604, 12/16/2016, APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR, NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS TRUE INTEGRITY INSURANCE COMPANY INC., NOT INVESTMENT RELATED, 160 MINE LAKE CT., SUITE 200, RALEIGH, NC 27615, 6/2/2022, APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR, NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS FOUNDATION INSURANCE COMPANY INC., NOT INVESTMENT RELATED, 1101 HAYNES STREET, SUITE 213, RALEIGH, NC 27604, 12/1/2022, APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THIS BUSINESS: 1 HOUR, NUMBER OF HOURS DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS: 0 HOURS

Exams

• S66 Uniform Combined State Law Examination
  2005-06-07
• S63 Uniform Securities Agent State Law Examination
  2003-05-12