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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-25 |
| CA | RA | APPROVED | 2002-03-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Advisors, Llc | Tustin | CA | 06/2000 | Present |
Foothill MTB, Inc; Not Investment-related; Tustin, CA; 501(c)(3) - Youth Sports Team; 1- Treasurer and 2- Team Coach; 12/03/2017; 20 hours/month; 0 hours/trading; Treasurer - Responsible for deposits, payments, accounting records and annual tax filings. Coach - Mountain Bike Coach for the team specifically helping with the development and fitness of youth who are members of the team. Youth are in middle and high school.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-26 |
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