Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
7920 State Route 5, Suite 2, Clinton, NY 13323 • United States
Manlius, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mohawk Valley Capital Management | Clinton | NY | 08/2004 | Present |
| Cadaret, Grant & Co., Inc. | Clinton | NY | 08/2004 | 03/2019 |
| Lpl Financial Llc | Clinton | NY | 03/2019 | Present |
1)03/21/2019 - Mohawk Valley Capital Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)03/21/2019 - MCGINNIS NELSON CONSTRUCTION INC - Business Owner - inv rel - Manilius, NY - start: 08/2010 - 20 hr/mth 3)03/21/2019 - REJES PROPERTIES - Real Estate Rental - MEMBER OF LLC. OWENS A SUMMER CAMP AND THE BUSINESS OFFICE OF MCGINNIS NELSON CONSTRUCTION. RECEIVES RENTAL INCOME FROM MCGINNIS NELSON CONSTRUCTION 2) - Manlius, NY - start: 01/2017 - 1 hr/mth 4)01/12/2024 - Mohawk Valley Capital Management, INC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/15/2024 - 12 Hrs/Mo; 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-20 |
Reach out to this advisor