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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| NY | RA | APPROVED | 2021-06-29 |
Branch Locations
139 Genesee Street, New Hartford, NY 13413 • United States
New Hartford, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 05/2009 | Present |
1. Fixed insurance sales, as of 200810% of time spent during business hours, conducted at branch, investment related. 2. Coughlin Giambrone, LLC. Principal and co-owner of private entity created as operating company for securities business, as of 09/12/2000, 0% of time spent during business hours, conducted at branch, investment related. 3. Trustee for non-family trust, as of 2011, 0% of time spent during business hours, not conducted at branch, not investment related. 4. SUNYIT, course instructor, as of 01/01/2012, 5% of time spent during business hours, investment related, not conducted at branch. 5. Mohawk Valley Institute for Learning in Retirement, course instructor, as of 02/01/2012, 1% of time spent during business hours, not at branch office, not investment related. 6. Co-owner, Giambrone Coughlin Realty, LLC an entity created for the purpose of buying and owning commercial property located at New Hartford, NY, as of 09/01/2018; approximately less than 5% time spent during securities trading hours per month; conducted at branch location; investment related. 7. E Health; Medicare product referrals; as of 12/01/21; Less than 5% of time spent during business hours; not investment related; conducted at branch.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
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