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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
7920 State Route 5, Suite 2, Clinton, NY 13323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mohawk Valley Capital Management | Clinton | NY | 09/2004 | Present |
| Cadaret, Grant & Co., Inc. | Clinton | NY | 09/2008 | 03/2019 |
| Lpl Financial Llc | Clinton | NY | 03/2019 | Present |
1)03/28/2019 - Mohawk Valley Capital Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)03/28/2019 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2008 - 1 hr/mth 3) 05/17/2022-Major O'Brien LLC INVESTMENT RELATED--"Home Based"- Business Entity For Tax/Investment Purposes Only- START DATE: 05/10/2022-4Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-14 |
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