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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| CO | RA | APPROVED | 2019-03-29 |
Branch Locations
7920 State Route 5, Suite 2, Clinton, NY 13323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Clinton | NY | 04/2012 | 03/2019 |
| Mohawk Valley Capital Management | Clinton | NY | 04/2012 | Present |
| Mj Hennessy & Associates | Clinton | NY | 04/2012 | Present |
| Lpl Financial Llc | Clinton | NY | 03/2019 | Present |
1)3/29/19- MJ HENNESSY & ASSOCIATES- DBA for LPL Business (entity for LPL business)- Inv. Related- Clinton, NY -start dat 4/1/2012- 160hrs/mth - 100% 2)3/29/19- Mohawk Valley Capital Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Clinton, NY- start dat 4/5/2012- 100% 3)3/29/19- Non-Variable Insurance - Agent for Health, Life, Annuity, Fixed - Inv. Related- Clinton, NY - start date 4/5/2012- 8 hrs/mth - 10%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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