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Donald G Heatherly

Hk Private Client, LLC

Naperville, IL

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Current Employers
Hk Private Client, Llc

1776 Legacy Circle Suite 111, Naperville, IL 60563 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
IN RA APPROVED 2025-10-02
MI RA APPROVED 2025-09-26
TN RA APPROVED 2025-09-26
TX RA APPROVED_RES 2025-01-15
IL RA APPROVED 2022-04-20
  • FL RA
    APPROVED
    Since 2026-01-07
  • IN RA
    APPROVED
    Since 2025-10-02
  • MI RA
    APPROVED
    Since 2025-09-26
  • TN RA
    APPROVED
    Since 2025-09-26
  • TX RA
    APPROVED_RES
    Since 2025-01-15
  • IL RA
    APPROVED
    Since 2022-04-20

Branch Locations

1776 Legacy Circle Suite 111, Naperville, IL 60563 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Wheaton IL 09/2015 11/2017
Northern Trust Securities, Inc. Wheaton IL 09/2015 11/2017
Unemployed Wheaton IL 11/2017 02/2018
Fifth Third Private Bank Chicago IL 02/2018 03/2022
Hk Private Client, Llc Naperville IL 03/2022 Present
Hk Private Client, Llc Naperville IL 01/2024 Present
  • 09/2015 → 11/2017
    Northern Trust Bank
    Wheaton, IL
  • 09/2015 → 11/2017
    Northern Trust Securities, Inc.
    Wheaton, IL
  • 11/2017 → 02/2018
    Unemployed
    Wheaton, IL
  • 02/2018 → 03/2022
    Fifth Third Private Bank
    Chicago, IL
  • 03/2022 → Present
    Naperville, IL
  • 01/2024 → Present
    Naperville, IL
Previous Registrations
Other Businesses

INSURANCE LICENSED LIFE, HEALTH AND LONG-TERM CARE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-10
S66 Uniform Combined State Law Examination 1998-08-13
  • S65 Uniform Investment Adviser Law Examination
    2022-11-10
  • S66 Uniform Combined State Law Examination
    1998-08-13
Other Names
  • Don G Heatherly
  • Donald Gene Heatherly

View on SEC IAPD

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