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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-08-08 |
Branch Locations
14091 Baxter Drive Suite 104 [Satellite], Baxter, MN 56425 • United States
4303 S Columbia Rd Suite 104B, Grand Forks, ND 58201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bremer Bank | Grand Forks | ND | 08/2006 | 08/2023 |
| Raymond James Financial Services | Grand Forks | ND | 08/2009 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Grand Forks | ND | 08/2009 | 08/2023 |
| Bremer Investments | Grand Forks | ND | 08/2009 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Baxter | MN | 08/2023 | Present |
KROWE CAPITAL LLC; INV. RELATED; GRAND FORKS, ND; 100% OWNERSHIP; FINET PRACTICE; START DATE: 8/4/2023; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: PAYING BILL. CAPSTONE FINANCIAL GROUP LLC; INV. RELATED; GRAND FORKS, ND; 33.33% OWNERSHIP; OPERATING ENTITY FOR FINET PRACTICE; START DATE 5/26/2023; 8 HRS PER MONTH; 6 HRS DURING TRADING; DUTIES: PAYING BILLS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-29 |
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