Adam Harris Schwartz

Current Employers

First Manhattan Co. Llc

399 Park Avenue, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-02-16
NY	RA	APPROVED	2023-02-16

CT RA
APPROVED

Since 2023-02-16
NY RA
APPROVED

Since 2023-02-16

Branch Locations

399 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Manhattan	New York	NY	10/2001	Present

10/2001 → Present

First Manhattan

New York, NY

Other Businesses

3i Cap (private investment networking group) Member - private investment forum and networking with entrepreneurs No compensation One hour per month devoted to group January 2022

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-02-06

S63 Uniform Securities Agent State Law Examination

2003-02-06

View on SEC IAPD

Current Employers

First Manhattan Co. Llc

Disclosures

Employment History

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