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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-05
CT RA APPROVED 2020-12-02
TX RA APPROVED 2020-12-02
  • NY RA
    APPROVED
    Since 2021-08-05
  • CT RA
    APPROVED
    Since 2020-12-02
  • TX RA
    APPROVED
    Since 2020-12-02

Branch Locations

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

100 Motor Parkway Suite 590, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Smithtown NY 03/2007 03/2017
Merrill Lynch Smithtown NY 03/2007 03/2017
Wells Fargo Clearing Services Llc Hauppauge NY 03/2017 12/2020
Janney Montgomery Scott Llc Hauppauge NY 12/2020 Present
Prohealth Cardiology Lake Success NY 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-10
  • S66 Uniform Combined State Law Examination
    2012-01-10
Other Names
  • Lynn Frances Vernillo
  • Lynn Frances Mulhern

View on SEC IAPD

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