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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-08
NM RA APPROVED 2001-02-12
  • TX RA
    APPROVED_RES
    Since 2009-01-08
  • NM RA
    APPROVED
    Since 2001-02-12

Branch Locations

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Albuquerque NM 10/1998 Present
  • 10/1998 → Present
    Merrill Lynch
    Albuquerque, NM
Other Businesses

TANOAN COUNTRY CLUB 10801 ACADEMY ROAD NE ALBUQUERQUE, NM; NOT IVST RLTD; RESTAURANT/FOOD SERVICE; BANQUET SERVER; 06-01-2008; HRS/MO-11-20; HRS/TRD-0; DUTIES-SERVING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-05
  • S66 Uniform Combined State Law Examination
    2001-02-05

View on SEC IAPD

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