Melanie R Regner

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Morgan Stanley
  Raleigh, NC
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2001-12-31 → 2011-09-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
  Raleigh, NC

Other Businesses

1. PARKRIDGE LLC; REAL ESTATE; CLAYTON, NC 27527; OWN 50% SHARES; 3000 HRS PER MONTH; 10% DURING OFFICE HOURS; OBTAINING TAX DATA FOR CPA 2. RENTAL PROPERTY, OWNER; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; START DATE:06/2016; INVESTMENT RELATED; EMERALD ISLE, NC 3. STEVE REGNER CANNADY; INVESTMENT RELATED; CLAYTON, NC; RENTAL PROPERTY; START DATE: 01/1990; DURING BUSINESS HOURS:0; AFTER BUSINESS HOURS: 0.5 4. STEVE REGNER RIVER RD; INVESTMENT RELATED; WASHINGTON, NC; RENTAL PROPERTY; START DATE: 01/2005; DURING BUSINESS HOURS: 0; AFTER BUSINESS HOURS: 0.5 *583239 - Leadership North Carolina; Investment related: No; Raleigh, North Carolina; Agricultural/Horticultural, Art/Culture, Civic/Community, Public Safety, Medical, Health and Welfare, Environmental, Education; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: .6; After business hours: 0; Administrative

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-07-24
• S65 Uniform Investment Adviser Law Examination
  1998-07-14