Patrick Warren Simpkins

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 02/2019
  Triad Advisors
  Norcross, GA
• 03/2019 → Present
  Arkadios Capital
  Atlanta, GA
• 03/2019 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2011-04-04 → 2019-03-04
  Triad Advisors Llc
  Raleigh, NC
  Atlanta, GA
  Raleigh, NC
• 2008-01-09 → 2011-04-05
  Cetera Wealth Services, Llc
  Sewickley, PA
  Raleigh, NC
• 2005-01-03 → 2008-01-08
  Truist Investment Services, Inc.
  Dunn, NC
  Erwin, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Wake Forest, NC
  Cary, NC
  Cary, NC
  Cary, NC
  Apex, NC
  Apex, NC
  Cary, NC
• 2002-09-24 → 2005-01-03
  Ncf Financial Services, Inc.
  Cary, NC
• 2001-12-31 → 2002-09-23
  Equitable Advisors, Llc
  Raleigh, NC

Other Businesses

1. Proximity Financial Partners; Is Investment related; 3948 Browning Place, Ste 200, Raleigh, NC 27609; Insurance Group & Individual health, disability; Owner/Partner; 2/2008; 20 hours per month; 1-2 hours per day during trading hours; Compensated-W2; Management, Sales, Administration. 2. Proximity Financial Partners, LLC, Is Investment Related, 8313 Six Forks Road, Suite 209, Raleigh, NC, 27615, United States, Investment management, Financial Planning, Owner, 1/1/2025, 40 hours per month, 10 hours per month during trading hours, Fee Based Compensation, Owner of this LLC. This LLC replaced 3 Crazy Kids LLC on 1/1/25. I over see all duties of this company, advise clients regarding investments and financial planning. 3. Proximity Tax Strategies, LLC, Is Investment Related, 8313 Six Forks Road, Suite 209, Raleigh, NC, 27615, Tax Planning, Tax prep, Tax filing, Owner, 1/1/2025, 10 hours per month, 5 hours per month during trading hours, Commission Compensation 4. 127 Haven, Is Not Investment Related, 664 Old Dairy Drive, Wake Forest, NC, 27587, United States, Non profit, building a school in Uganda, Board Member, 2/1/2021, 4 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Helping the original founder grow the school, increase giving, building of a school, advance the vision of 127 Haven to the community.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-08
• S63 Uniform Securities Agent State Law Examination
  1998-08-20

Other Names

• Patrick Simpkins