Jeffrey Scott Pupo

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-30
FL	RA	APPROVED	2026-01-07
NJ	RA	APPROVED	2026-01-07
TX	RA	APPROVED_RES	2007-07-30

NY RA
APPROVED

Since 2026-01-30
FL RA
APPROVED

Since 2026-01-07
NJ RA
APPROVED

Since 2026-01-07
TX RA
APPROVED_RES

Since 2007-07-30

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Boca Raton	FL	05/2002	Present

05/2002 → Present

Ubs Financial Services Inc.

Boca Raton, FL

Other Businesses

Rental of town home; Boca Gardens Pkwy, Boca Raton, FL, United States; Proprietor / owner; Landlord; Start date: 6/1/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-11
S63	Uniform Securities Agent State Law Examination	2000-01-28

S65 Uniform Investment Adviser Law Examination

2000-02-11
S63 Uniform Securities Agent State Law Examination

2000-01-28

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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