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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-06-05 |
| NY | RA | APPROVED | 2022-12-07 |
| TX | RA | APPROVED_RES | 2022-08-25 |
| AZ | RA | APPROVED | 2019-07-09 |
Branch Locations
1301 A Street Suite 800, Tacoma, WA 98402 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Schenectady, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Advocates | Olympia | WA | 11/2011 | 03/2018 |
| Lpl Financial Llc | Lacy | WA | 08/2016 | 05/2019 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 05/2019 | 07/2019 |
| Raymond James Financial Services, Inc. | Scottsdale | AZ | 07/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Scottsdale | AZ | 07/2019 | Present |
| Desert Financial Federal Credit Union | Scottsdale | AZ | 05/2019 | 09/2022 |
| Norwex | Gilbert | AZ | 08/2020 | 08/2022 |
| Desert Financial Wealth Management | Scottsdale | AZ | 05/2019 | 09/2022 |
| White House Black Market | Albany | NY | 11/2022 | 11/2023 |
| Raymond James & Associates, Inc. | Schenectady | NY | 09/2022 | Present |
(1)Name of Business: White House Black Market Address: 1475 Western Avenue, Albany, NY, 12203, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 08/20/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part- time retail sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-21 |
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