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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-06-05
NY RA APPROVED 2022-12-07
TX RA APPROVED_RES 2022-08-25
AZ RA APPROVED 2019-07-09
  • MT RA
    APPROVED
    Since 2024-06-05
  • NY RA
    APPROVED
    Since 2022-12-07
  • TX RA
    APPROVED_RES
    Since 2022-08-25
  • AZ RA
    APPROVED
    Since 2019-07-09

Branch Locations

1301 A Street Suite 800, Tacoma, WA 98402 • United States

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Schenectady, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Advocates Olympia WA 11/2011 03/2018
Lpl Financial Llc Lacy WA 08/2016 05/2019
Raymond James Financial Services, Inc. Scottsdale AZ 05/2019 07/2019
Raymond James Financial Services, Inc. Scottsdale AZ 07/2019 Present
Raymond James Financial Services Advisors, Inc. Scottsdale AZ 07/2019 Present
Desert Financial Federal Credit Union Scottsdale AZ 05/2019 09/2022
Norwex Gilbert AZ 08/2020 08/2022
Desert Financial Wealth Management Scottsdale AZ 05/2019 09/2022
White House Black Market Albany NY 11/2022 11/2023
Raymond James & Associates, Inc. Schenectady NY 09/2022 Present
  • 11/2011 → 03/2018
    Financial Advocates
    Olympia, WA
  • 08/2016 → 05/2019
    Lacy, WA
  • 05/2019 → 07/2019
    Raymond James Financial Services, Inc.
    Scottsdale, AZ
  • 07/2019 → Present
    Raymond James Financial Services, Inc.
    Scottsdale, AZ
  • 07/2019 → Present
    Scottsdale, AZ
  • 05/2019 → 09/2022
    Desert Financial Federal Credit Union
    Scottsdale, AZ
  • 08/2020 → 08/2022
    Norwex
    Gilbert, AZ
  • 05/2019 → 09/2022
    Desert Financial Wealth Management
    Scottsdale, AZ
  • 11/2022 → 11/2023
    White House Black Market
    Albany, NY
  • 09/2022 → Present
    Raymond James & Associates, Inc.
    Schenectady, NY
Previous Registrations
  • 2010-03-17 → 2019-06-03
    Olympia, WA
    Olympia, WA
    Olympia, WA
    Lacy, WA
    Fort Mill, SC
    San Jose, CA
  • 2012-03-05 → 2018-04-06
    Financial Advocates Advisory Services
    Olympia, WA
  • 2011-11-22 → 2018-04-04
    Financial Advocates Investment Management
    Olympia, WA
  • 2006-08-31 → 2008-05-14
    First Montauk Securities Corp.
    Olympia, WA
    Dupont, WA
Other Businesses

(1)Name of Business: White House Black Market Address: 1475 Western Avenue, Albany, NY, 12203, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 08/20/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part- time retail sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-30
S63 Uniform Securities Agent State Law Examination 2001-03-21
  • S65 Uniform Investment Adviser Law Examination
    2006-08-30
  • S63 Uniform Securities Agent State Law Examination
    2001-03-21
Other Names
  • Brenda Michelle Check
  • Brenda M Lewis
  • Brenda Michelle Lewis
  • Brenda Michelle Hoffman
  • Brenda M Hoffman
  • Brenda M Brown

View on SEC IAPD

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