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17 State Street 40Th Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-25 |
Branch Locations
17 State Street 40Th Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Hedge Fund Solutions Llc | Stamford | CT | 10/2016 | 07/2018 |
| Ubs O'COnnor Llc | Stamford | CT | 03/2001 | 09/2016 |
| Ubs Financial Services Inc. | New York | NY | 08/2018 | 02/2020 |
| Blue Square Asset Management, Llc | New York | NY | 01/2022 | Present |
| Parley, Llc | New York | NY | 02/2020 | 05/2022 |
| Ejm Impact Solutions Inc. | New York | NY | 06/2020 | Present |
| Yosemite Execution Partners Inc. | Lafayette | CA | 08/2025 | Present |
| Bankers Capital International | New York | NY | 08/2025 | Present |
1) Blue Square Asset Management, LLC; Investment Related; 17 State St., New York, NY 10004; Registered Investment Advisor, Discretionary Managed Accounts for Individuals and Institutions; Member of Advisory Board; Start Jan 2022; 20 hrs/mo; 20 hrs during trading; Advising company on investment structures and themes, strategy research and business expansion with service providers. 2) Bankers Capital International; Investment Related; 244 5th Ave., New York, NY 10001; Private company finance advisory and consulting; Seniro Vice President; Start August 2025; Approx. 40 hrs/mo; 30 hrs/mo during trading; Due Diligence, New Business Development, Company Consulting, Research. 3) EJM Impact Solutions; Investment Related; 17 State St., New York, NY 10004; Business consultancy firm actively engaging in early to mid-stage businesses on behalf of family offices.; Owner/operator; Start Jan 2022; 60 hrs/mo; 40 hrs during trading; Responsible for management and all operations. 4) Sublime Growth; Not Investment Related; 206 Millbank Ave., Greenwich, CT 06830; Consultancy, advising companies on growth strategies; Partner/manager; To be established soon; Approx. 40 hrs/mo; 30 hrs/mo during trading; All business management and client advising.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-01 |
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