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Deborah Mary Schulz

Wells Fargo Clearing Services, LLC

Raleigh, NC

Fuquay Varina, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-25
NC RA APPROVED 2008-03-28
  • TX RA
    APPROVED_RES
    Since 2025-07-25
  • NC RA
    APPROVED
    Since 2008-03-28

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Fuquay Varina, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Park Ridge NJ 06/2002 Present
Wells Fargo Advisors Llc Raleigh NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank, N.A.
    Park Ridge, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Raleigh, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-27
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S65 Uniform Investment Adviser Law Examination
    2008-03-27
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01
Other Names
  • Debbie Schulz
  • Deborah M Schulz

View on SEC IAPD

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SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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