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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/1999 | 10/2022 |
| Bank Of America, N.A. | Frisco | TX | 07/2011 | 10/2022 |
| Sanctuary Securities, Inc. | Plano | TX | 10/2022 | Present |
| Sanctuary Advisors, Llc | Plano | TX | 10/2022 | Present |
1) Name: Cervantes Real Estate Interests, LLC Position: Member Nature: Owns real estate interests for my family. Investment Related: Yes Hours: 1 Securities Trading Hours: 1 Start Date: 5/5/2021 Address: 18208 Preston Rd, Dallas TX 75252 Description: Oversee the investments in real estate interests 2) Name: Baylor University Board of Advocates Position: Member Nature: Private Christian University and a Nationally Ranked Research 1 Institution. Baylor provides a campus community for more than 20,000 students by blending interdisciplinary research with an international reputation for educational excellence and a faculty commitment to teaching and scholarship. Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 9/9/2020 Address: One Bear Place Ste 97096, Waco TX 76798, USA Description: Provide the University leadership with counsel and direction on how best to reach the organizational objectives while also making sure to foster engagement with university constituents. 3) Name: Baylor University Hankamer School of Business Position: Advisory Board Member Nature: The Hankamer Advisory Board plays a critical role in providing strategic counsel to Hankamer School of Business administrators, faculty and staff. Please also see the link below for more information: https://hankamer.baylor.edu/about/advisory-board Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 6/5/2023 Address: Ste 98001, Waco TX 76798, USA Description: OTogether we work to contribute to a collegiate environment that encourages lifelong learning - not just just for students but for ourselves as well. The board meets twice a year, with each member serving a three year term. 5)RETIREMENT ADVISOR COUNCIL POSITION: Member Hours: 1 Securities Trading Hours: 1 Start Date: 5/15/2024 Address: 16A Pasco D, East Windsor CT 06088, United States Description: Council membership 4) REFORMED EPISCOPAL CHURCH AND ANGLICAN PROVINCE OF AMERICA POSITION: Retirement Plan Committee NATURE: The Reformed Episcopal Church (REC) is a historic Anglican jurisdiction founded in 1873 to preserve biblical authority, evangelical theology, and classical Anglican worship (Book of Common Prayer, creeds, episcopal governance). Its core mission emphasizes worship, evangelism, discipleship, and maintaining historic Anglican doctrine. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2026 ADDRESS: 200 Glen Gary Drive, Havertown PA 19083, United States DESCRIPTION: As a member of the Reformed Episcopal Church Board of Pensions and Relief, I would serve in a governance and oversight capacity for the RE Church & Anglican Province of America Retirement Plan and Trust. My responsibilities will include stewarding the Plan's purpose, overseeing its administration as a Church Plan, ensuring employer contributions and benefits are provided in accordance with the Plan document, safeguarding the interests of participants and beneficiaries, and supporting the Church's mission to honor and care for clergy and eligible employees through retirement and related benefits
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-18 |
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