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Matthew William Rogers

Morgan Stanley

Clayton, MO

Chicago, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-18
TX RA APPROVED_RES 2019-03-04
MO RA APPROVED 2009-06-01
  • IL RA
    APPROVED
    Since 2023-09-18
  • TX RA
    APPROVED_RES
    Since 2019-03-04
  • MO RA
    APPROVED
    Since 2009-06-01

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

233 South Wacker Drive Suite 9200 Pwm, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Clayton MO 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Clayton, MO
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-10
S63 Uniform Securities Agent State Law Examination 1998-11-12
  • S65 Uniform Investment Adviser Law Examination
    2002-06-10
  • S63 Uniform Securities Agent State Law Examination
    1998-11-12
Other Names
  • Matthew W Rogers

View on SEC IAPD

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