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Jerry Chan Yoon

Wedbush Securities Inc.

Pasadena, CA

Seattle, WA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-05-31
  • WA RA
    APPROVED
    Since 2023-05-31

Branch Locations

225 S. Lake Ave, Penthouse, Pasadena, CA 91101 • United States

Two Union Square Ste 5050 601 Union Street, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Seattle WA 05/2016 03/2017
Citigroup Hong Kong 04/2017 11/2018
Unemployed Hong Kong 12/2018 04/2019
Deutsche Bank Hong Kong 05/2019 12/2021
Bnp Paribas Hong Kong 12/2021 10/2022
Unemployed Seattle WA 11/2022 04/2023
Wedbush Securities Los Angeles CA 05/2023 Present
  • 05/2016 → 03/2017
    Unemployed
    Seattle, WA
  • 04/2017 → 11/2018
    Citigroup
    Hong Kong
  • 12/2018 → 04/2019
    Unemployed
    Hong Kong
  • 05/2019 → 12/2021
    Deutsche Bank
    Hong Kong
  • 12/2021 → 10/2022
    Bnp Paribas
    Hong Kong
  • 11/2022 → 04/2023
    Unemployed
    Seattle, WA
  • 05/2023 → Present
    Wedbush Securities
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
S63 Uniform Securities Agent State Law Examination 1998-07-23
S65 Uniform Investment Adviser Law Examination 1998-07-23
  • S66 Uniform Combined State Law Examination
    2023-05-26
  • S63 Uniform Securities Agent State Law Examination
    1998-07-23
  • S65 Uniform Investment Adviser Law Examination
    1998-07-23

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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