Colette Marie Safy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1994 → 11/2018
  John Hancock Mutual Life Insurance Compa
  Williamsville, NY
• 03/1995 → 11/2018
  Signator Investors, Inc.
  Williamsville, NY
• 11/2018 → Present
  Osaic Wealth, Inc.
  Williamsville, NY

Previous Registrations

• 2017-03-17 → 2018-11-02
  Signator Investors, Inc.
  Williamsville, NY
  Williamsville, NY
  Albany, NY
  Williamsville, NY

Other Businesses

1) COLETTE SAFY POSITION: Director of Operations NATURE: I am a salaried employee Office Manager. Operations for Northeastern Financial Partners, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 11/05/2018 ADDRESS: 5780 Main Street, Williamsville NY 14221, United States DESCRIPTION: Operations 2) NORTHEASTERN FINANCIAL PARTNERS, LLC POSITION: Director of Operations/ Owner NATURE: I am a salaried employee Office Manager. Operations for Northeastern Financial Partners, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 11/05/2018 ADDRESS: 5780 Main Street, Williamsville NY 14221, United States DESCRIPTION: Operations 3) COLETTE SAFY/KAFL POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2018 ADDRESS: 5780 Main St., Williamsville NY 14221, United States DESCRIPTION: Agent 4) COLETTE SAFY/THE CORE GROUP POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 5780 Main St, Williamsville NY 14221, United States DESCRIPTION: Agent

Exams

• S66 Uniform Combined State Law Examination
  2017-03-03

Other Names

• Collette Safy