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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2010-10-01 |
| IL | RA | APPROVED | 2009-11-06 |
| TX | RA | APPROVED_RES | 2009-06-22 |
| IA | RA | APPROVED | 2009-05-22 |
Branch Locations
117 4Th Ave S, Clinton, IA 52732 • United States
321 17Th St Ste A, Bettendorf, IA 52722 • United States
2470 Saint Rose Pkwy Ste 305, Henderson, NV 89074 • United States
Bettendorf, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Davenport | IA | 05/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Bettendorf | IA | 03/2020 | Present |
Business Ownership; Toporowski Management, LLC; Administrative duties, management,; administrative work, setting up company to manage expenses and pay staff.; Hollow View Drive, , Bettendorf, IA, 52722; Not Investment-Related; 12/23/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Toporowski Real Estate, LLC; Co-owner; Real Estate; 321 17th St., , Bettendorf, IA, 52722; Not Investment-Related; 12/12/2025; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-07 |
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