Kerry Dale Toporowski

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Davenport, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Bettendorf, IA

Previous Registrations

• 2005-07-08 → 2009-05-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Davenport, IA
  Davenport, IA
• 1998-08-17 → 2005-07-11
  Ameriprise Financial Services, Llc
  Davenport, IA

Other Businesses

Business Ownership; Toporowski Management, LLC; Administrative duties, management,; administrative work, setting up company to manage expenses and pay staff.; Hollow View Drive, , Bettendorf, IA, 52722; Not Investment-Related; 12/23/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Toporowski Real Estate, LLC; Co-owner; Real Estate; 321 17th St., , Bettendorf, IA, 52722; Not Investment-Related; 12/12/2025; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-24
• S63 Uniform Securities Agent State Law Examination
  1998-07-07