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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-16 |
Branch Locations
711 High St, Des Moines, IA 50392 • United States
Fort Lauderdale, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Fort Lauderdale | FL | 01/2014 | Present |
| Principal Securities Inc | Des Moines | IA | 01/2014 | Present |
**Etchings Consulting; Not Investment Related; 23 Roxanne Rd, Pembroke, MA 02359; Owner; Business consulting/coaching for business owners; Start Date: 08/15/2018; 6 hrs per month; 0 during trading hours. **INSURANCE POSITION: Renewal business NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/10/2010 ADDRESS: 2845 NE 9th street, Fort Lauderdale FL 33304, United States DESCRIPTION: This is renewal fixed business from business conducted when I was an active advisor years ago.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-08 |
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