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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-02-26
  • IL RA
    APPROVED
    Since 2021-02-26

Branch Locations

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

Lake Forest, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Chicago IL 08/2011 02/2021
Wells Fargo Clearing Services, Llc Deerfield IL 02/2021 Present
Previous Registrations
Other Businesses

OSBORNE INVESTMENT, LLC, INVT RELATED, LAKE FOREST, IL, 100% OWNERSHIP, START 10/1/2009, 5 HRS PER MONTH, 0 HRS DURING TRADING, COLLECT RENTAL INCOME, INSURE PROPERTY. CHICAGO BOARD OF TRADE MEMBERSHIP-IDEM CLASS, INVT RELATED, CHICAGO, IL, 100% OWNERSHIP, START 3/15/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES, OWNERSHIP FOR SEAT ON CHICAGO BOARD OF TRADE. RENTAL PROPERTY; INV. RELATED; DESTIN, FL; 50% OWNERSHIP; START 6/22/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. ROSBORNE PARTNERS; NOT INV. RELATED; LAKE FOREST, IL; 50% OWNERSHIP; START 11/8/2021; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE INVESTING. RENTAL PROPERTY, INV RELATED, PORT ST JOE, FL, 100% OWNERSHIP, START 1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, PORT ST JOE, FL, 50% OWNERSHIP, START 3/1/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING. MQG PROPERTIES, LLC, INVT RELATED, LAKE FOREST, IL, 100% OWNERSHIP, START DATE 5/18/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF REAL ESTATE HOLDING COMPANY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-27
  • S66 Uniform Combined State Law Examination
    2007-12-27

View on SEC IAPD

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