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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-16
FL RA APPROVED 2018-12-10
CA RA APPROVED 2018-12-07
  • NY RA
    APPROVED
    Since 2021-05-16
  • FL RA
    APPROVED
    Since 2018-12-10
  • CA RA
    APPROVED
    Since 2018-12-07

Branch Locations

555 French Rd, Building 2, New Hartford, NY 13413 • United States

4 Sentry Parkway Suite 102, Sentry Park, PA 19422 • United States

Whitesboro, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M. Griffith Investment Services, Inc New Hartford NY 10/2014 12/2018
Robert W. Baird & Co. New Hartford NY 12/2018 Present
  • 10/2014 → 12/2018
    M. Griffith Investment Services, Inc
    New Hartford, NY
  • 12/2018 → Present
    Robert W. Baird & Co.
    New Hartford, NY
Previous Registrations
  • 2017-03-07 → 2018-12-12
    M. Griffith Investment Services, Inc.
    New Hartford, NY
    New Hartford, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
  • S66 Uniform Combined State Law Examination
    2017-03-06
Other Names
  • Melissa Anne Luciano

View on SEC IAPD

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