Thomas E Moore

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 04/2017
  First Republic Securities Company, Llc
  New York, NY
• 12/2013 → 04/2017
  First Republic Investment Management, Inc.
  New York, NY
• 04/2017 → 03/2023
  First Republic Securities Company, Llc
  New York, NY
• 04/2017 → 03/2023
  First Republic Investment Management, Inc.
  New York, NY
• 03/2023 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 04/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2013-12-06 → 2023-04-26
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  New York, NY
• 2009-05-07 → 2013-12-12
  Barclays Capital Inc.
  New York, NY
• 2002-05-10 → 2009-05-08
  Alliancebernstein L.P.
  New York, NY
  Nashville, TN

Other Businesses

(2) *551319- Stanford Center on Longevity; Investment related-No; Stanford, California; Art/Culture:Children/Youth:Civic/Community:Education:Environmental:Health and Welfare:Humanitarian:Medical:Social & Recreational; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 01/2011; During business hours: 4; After business hours: 6; Business Development/Growth, Fundraising (3) Wise Owl Holdings / New York, NY / Non-Investment Related / brews and bottles tea crafted for cocktails / Advisory Board Member (nonvoting Board position) / Start December 2016 / 2 Hours Devoted each Month / 0 During Trading Hours. (4) Cheetah Conservation Fund / Alexandria, VA / Non-Investment Related / Conservation of cheetahs / U.S. Board Member / Start 26-June-2020 / work with all stakeholders to develop best practices in research education and land use to benefit all species including humans / 2 Hours Devoted each Month / 0 During Trading Hours *551320 - Bomb Magazine; Investment related-No; Brooklyn, New York; Art/Culture, Civic/Community, Education; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 1; After business hours: 5; Fundraising, Business Development/Growth, Marketing

Exams

• S66 Uniform Combined State Law Examination
  1998-06-25

Other Names

• Thomas Edwin Iii Moore
• Thomas Moore