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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
Staten Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber | New York | NY | 05/1998 | Present |
| Ubs Financial Services Inc. | New York | NY | 05/1998 | Present |
| Fordham University | Bronx | NY | 06/1998 | Present |
NAME OF OTHER BUSINESS:South Shore Swimming Club Inc. / INVESTMENT RELATED?:N/ ADDRESS: 6736 Hylan BlvdStaten IslandNew York / NATURE OF THE BUSINESS: Summer Swim Club / POSITION: Member of Board of Directors / DUTIES: staffing, run activities for members, training / START DATE: 4/30/2024 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-13 |
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