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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-03-07
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2011-06-23
  • CA RA
    APPROVED
    Since 2023-03-07
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2011-06-23

Branch Locations

201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States

Lakewood, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jamestown NY 11/2013 Present
Other Businesses

1)AMERICAN GATEKEEPER PRODUCTIONS, LLC / 1979 SOUTHWESTERN DRIVE LAKEWOOD NEW YORK 14750 / COMPANY / OTHER MUSIC PRODUCTION COMOPANY / PRODUCING AND MARKETING MUSIC / SOLE PROPRIETORSHIP / MIXING/MASTERING MUSIC / START DATE 06/01/2011. 2) Brielle Naturals, LLC / 1979 SOUTHWESTERN DRIVE LAKEWOOD NEW YORK 14750/ Partnership/ Retailers (Apparel, Food, General) / operations / Partner / / operations / Start Date 10/7/15 / 3) Name of Business: WCA Foundation./ Address; 51 Glasgow Ave Jamestown New York United States 14702-0840./ Investment Related; No./ Nature: Fund raise and manage assets for the benefit of UPMC Jamestown Hospital./ Role: Member of Board of directors./ Duty: will be present at a quarterly board meeting for approximately 1h per quarter. I will also be on the finance committee./ Start Date: 6/13/2023./ Time Required: 1 Hour. 4) Chautauqua Region Community Foundation, Inc., a community foundation that receives, bequests, invests, and endows both restricted and non-restricted funds for community development and improvements, awards scholarships, and other philanthropic community purposes, Investment Committee Member, Start date- 6/23/2004

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-14
S63 Uniform Securities Agent State Law Examination 1998-08-05
  • S65 Uniform Investment Adviser Law Examination
    1998-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-08-05

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