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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-07 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2011-06-23 |
Branch Locations
201 West 3Rd Street Suite 200, Jamestown, NY 14701 • United States
Lakewood, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jamestown | NY | 11/2013 | Present |
1)AMERICAN GATEKEEPER PRODUCTIONS, LLC / 1979 SOUTHWESTERN DRIVE LAKEWOOD NEW YORK 14750 / COMPANY / OTHER MUSIC PRODUCTION COMOPANY / PRODUCING AND MARKETING MUSIC / SOLE PROPRIETORSHIP / MIXING/MASTERING MUSIC / START DATE 06/01/2011. 2) Brielle Naturals, LLC / 1979 SOUTHWESTERN DRIVE LAKEWOOD NEW YORK 14750/ Partnership/ Retailers (Apparel, Food, General) / operations / Partner / / operations / Start Date 10/7/15 / 3) Name of Business: WCA Foundation./ Address; 51 Glasgow Ave Jamestown New York United States 14702-0840./ Investment Related; No./ Nature: Fund raise and manage assets for the benefit of UPMC Jamestown Hospital./ Role: Member of Board of directors./ Duty: will be present at a quarterly board meeting for approximately 1h per quarter. I will also be on the finance committee./ Start Date: 6/13/2023./ Time Required: 1 Hour. 4) Chautauqua Region Community Foundation, Inc., a community foundation that receives, bequests, invests, and endows both restricted and non-restricted funds for community development and improvements, awards scholarships, and other philanthropic community purposes, Investment Committee Member, Start date- 6/23/2004
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-05 |
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