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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-08
NY RA APPROVED 2026-07-07
TX RA APPROVED 2026-07-07
  • NJ RA
    APPROVED
    Since 2026-07-08
  • NY RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-07

Branch Locations

767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank New York NY 02/2023 Present
Wells Fargo Clearing Services New York NY 04/2026 Present
Unemployed Jersey City NJ 11/2022 02/2023
Bank Of America New York NY 08/2017 11/2022
Wells Fargo Bank Na New York NY 03/2014 08/2017
  • 02/2023 → Present
    Wells Fargo Bank
    New York, NY
  • 04/2026 → Present
    Wells Fargo Clearing Services
    New York, NY
  • 11/2022 → 02/2023
    Unemployed
    Jersey City, NJ
  • 08/2017 → 11/2022
    Bank Of America
    New York, NY
  • 03/2014 → 08/2017
    Wells Fargo Bank Na
    New York, NY
Previous Registrations
  • 2011-03-08 → 2013-12-31
    Varick Asset Management
    New York, NY
Other Businesses

My wife and I own two rental homes in northern Indiana that are managed by a property management company out there. They are long-term rentals and I don't really do anything with them. I would estimate the approximate number of hours per month at essentially zero. I have never actually even seen them in person. We bought them back in 2021 and 2022. Addresses are below: RENTAL PROPERTY - 415 ; INV RELATED;MISHAWAKA,IN; SINGLE FAMILY RENTAL PROPERTY;100% OWNERSHIP; START DATE: 03/09/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1731; INV RELATED;SOUTH BEND,IN; RENTAL;100% OWNERSHIP; START DATE: 12/02/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING; BLACK BOULDER PROPERTIES LLC; INV RELATED;JERSEY CITY,NJ; IT IS A SHELL TO OWN PROPERTIES IN;100% OWNERSHIP; START DATE: 12/07/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-07
S65 Uniform Investment Adviser Law Examination 2011-04-13
S63 Uniform Securities Agent State Law Examination 1998-06-25
  • S66 Uniform Combined State Law Examination
    2026-07-07
  • S65 Uniform Investment Adviser Law Examination
    2011-04-13
  • S63 Uniform Securities Agent State Law Examination
    1998-06-25
Other Names
  • Michael Patrick Garrett

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