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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-08 |
| NY | RA | APPROVED | 2026-07-07 |
| TX | RA | APPROVED | 2026-07-07 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
1201 Pacific Ave, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | New York | NY | 02/2023 | Present |
| Wells Fargo Clearing Services | New York | NY | 04/2026 | Present |
| Unemployed | Jersey City | NJ | 11/2022 | 02/2023 |
| Bank Of America | New York | NY | 08/2017 | 11/2022 |
| Wells Fargo Bank Na | New York | NY | 03/2014 | 08/2017 |
My wife and I own two rental homes in northern Indiana that are managed by a property management company out there. They are long-term rentals and I don't really do anything with them. I would estimate the approximate number of hours per month at essentially zero. I have never actually even seen them in person. We bought them back in 2021 and 2022. Addresses are below: RENTAL PROPERTY - 415 ; INV RELATED;MISHAWAKA,IN; SINGLE FAMILY RENTAL PROPERTY;100% OWNERSHIP; START DATE: 03/09/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 1731; INV RELATED;SOUTH BEND,IN; RENTAL;100% OWNERSHIP; START DATE: 12/02/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING; BLACK BOULDER PROPERTIES LLC; INV RELATED;JERSEY CITY,NJ; IT IS A SHELL TO OWN PROPERTIES IN;100% OWNERSHIP; START DATE: 12/07/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 2011-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-25 |
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