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Kathy Lynn Noll

Morgan Stanley

Green Bay, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
WI RA APPROVED 2018-03-21
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • WI RA
    APPROVED
    Since 2018-03-21

Branch Locations

111 North Washington Street Suite 410, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&I Brokerage Services, Inc. Greenbay WI 05/1998 02/2017
Bmo Harris Financial Advisors, Inc. Green Bay WI 08/2012 02/2017
Robert W. Baird Green Bay WI 02/2017 02/2018
Morgan Stanely Green Bay WI 02/2018 Present
  • 05/1998 → 02/2017
    M&I Brokerage Services, Inc.
    Greenbay, WI
  • 08/2012 → 02/2017
    Bmo Harris Financial Advisors, Inc.
    Green Bay, WI
  • 02/2017 → 02/2018
    Robert W. Baird
    Green Bay, WI
  • 02/2018 → Present
    Morgan Stanely
    Green Bay, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-08
S63 Uniform Securities Agent State Law Examination 1998-06-18
  • S65 Uniform Investment Adviser Law Examination
    2014-09-08
  • S63 Uniform Securities Agent State Law Examination
    1998-06-18
Other Names
  • Kathy Lynn Nell
  • Kathy Lynn Mleziva

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
MELOTTE FINANCIAL ADVISORS
ONELEGACY ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
J.P. MORGAN SECURITIES LLC
BARINGTON CAPITAL MANAGEMENT, LLC
HARBOUR INVESTMENTS, INC.
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

More in Green Bay, WI

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