Kathy Lynn Noll

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → 02/2017
  M&I Brokerage Services, Inc.
  Greenbay, WI
• 08/2012 → 02/2017
  Bmo Harris Financial Advisors, Inc.
  Green Bay, WI
• 02/2017 → 02/2018
  Robert W. Baird
  Green Bay, WI
• 02/2018 → Present
  Morgan Stanely
  Green Bay, WI

Previous Registrations

• 2017-02-27 → 2018-02-16
  Robert W. Baird & Co. Incorporated
  Green Bay, WI
• 2014-09-08 → 2017-02-27
  Bmo Harris Financial Advisors, Inc.
  Green Bay, WI
  Manitowoc, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-08
• S63 Uniform Securities Agent State Law Examination
  1998-06-18

Other Names

• Kathy Lynn Nell
• Kathy Lynn Mleziva