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Sharon Cynthia Paul-Jordan

Rockefeller Financial LLC

New York, NY

CRD 3062971

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-20
TX RA APPROVED 2025-10-20
  • NY RA
    APPROVED
    Since 2025-10-20
  • TX RA
    APPROVED
    Since 2025-10-20

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 04/2017
Morgan Stanley New York NY 04/2017 10/2025
Rockefeller Capital Management New York NY 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-09
  • S66 Uniform Combined State Law Examination
    2007-06-09
Other Names
  • Sharon Cynthia Paul

View on SEC IAPD

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