Brian Joseph Bennett

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Ubs Financial Services
  New York, NY

Other Businesses

1. 299 West 12 Property LLC, Own an apartment for investment purposes located at NYC which is an apartment I own jointly and was approved. We are moving the apartment into an LLC which we are both going to be initial 50% members in. After B.N. will purchase 99.5% of M.C. interest in the LLC for cash payable now and an additional payable with in 13 months. B.N. will also retain the right to purchase the remaining .50% interest from M.C. at his discretion as to time and price, Partner, Collect Rent negotiate lease prepare tax info, start date-7/15/2019, ScarsdaleUnited States-10583.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-07

Other Names

• Brian J Bennett