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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-09 |
Branch Locations
655 W Broadway 11Th Fl, San Diego, CA 92101 • United States
139 E Us-54 Suite 2A, Camdenton, MO 65020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First National Bank | Camdenton | MO | 07/2004 | 01/2018 |
| Cetera Investment Services | St. Cloud | MN | 07/2004 | 01/2018 |
| Cetera Investment Advisers Llc | Camdenton | MS | 01/2014 | 01/2018 |
| Cetera Advisors Llc | St Cloud | MN | 10/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2024 | Present |
| Central Trust Company | Springfield | MO | 01/2018 | 09/2024 |
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/2000, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-14 |
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