Best Investors Account Sign in

Teresa Mulinazzi Kempf

Ameriprise Financial Services, LLC

Lawrence, KS

De Soto, KS

CRD 3062832

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-08
KS RA APPROVED 2003-06-16
  • TX RA
    APPROVED_RES
    Since 2009-01-08
  • KS RA
    APPROVED
    Since 2003-06-16

Branch Locations

900 Massachusetts St Ste 403, Lawrence, KS 66044 • United States

De Soto, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lawrence KS 09/2005 03/2020
Ameriprise Financial Services, Llc Lawrence KS 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 1642 Estates Drive, , Breckenridge, CO, 80424; Not Investment-Related; 01/18/2024. Business Ownership; TMK LLC; ; Consulting; 900 Massachusetts Street, Ste 403Lawrence, KS 66044-2868, ,; Investment-Related; 01/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Archdiocese of Kansas City in Kansas; Finance Council; 12615 Parallel Pkwy, , Kansas City, KS, 66109; Investment-Related; 06/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours / St. James Academy; Finance Chair; 24505 Prairie Star Parkway, , Lenexa, KS, 66227; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / KU School of Business Dean's Board of Advisors; Co-Chair, Membership Committee; 1654 Naismith DriveLawrence, KS 66045, ,; Not Investment-Related; 04/21/2017; 1 to 9 hours per month; 1 to 9 during trading hours / LMH Health Foundation; Chairman of the Board; 316 Maine, , Lawrence, KS, 66044; Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-17
  • S66 Uniform Combined State Law Examination
    1998-09-17
Other Names
  • Teresa Mulinazzi
  • Teresa Mulinazzi Kempf

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Lawrence, KS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor