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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-08 |
| KS | RA | APPROVED | 2003-06-16 |
Branch Locations
900 Massachusetts St Ste 403, Lawrence, KS 66044 • United States
De Soto, KS • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lawrence | KS | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lawrence | KS | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 1642 Estates Drive, , Breckenridge, CO, 80424; Not Investment-Related; 01/18/2024. Business Ownership; TMK LLC; ; Consulting; 900 Massachusetts Street, Ste 403Lawrence, KS 66044-2868, ,; Investment-Related; 01/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Archdiocese of Kansas City in Kansas; Finance Council; 12615 Parallel Pkwy, , Kansas City, KS, 66109; Investment-Related; 06/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours / St. James Academy; Finance Chair; 24505 Prairie Star Parkway, , Lenexa, KS, 66227; Not Investment-Related; 07/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / KU School of Business Dean's Board of Advisors; Co-Chair, Membership Committee; 1654 Naismith DriveLawrence, KS 66045, ,; Not Investment-Related; 04/21/2017; 1 to 9 hours per month; 1 to 9 during trading hours / LMH Health Foundation; Chairman of the Board; 316 Maine, , Lawrence, KS, 66044; Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-09-17 |
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