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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2018-11-15 |
| NJ | RA | APPROVED | 2015-08-10 |
Branch Locations
55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 05/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2015 | Present |
*244260 - Rental Property; Investment related : Yes; Dobbs Ferry, New York; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); 09/2019; During business hours: 1; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-14 |
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