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Martin James Mcguigan

Morgan Stanley

Columbus, OH

Westerville, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-08-23
TX RA APPROVED_RES 2021-08-23
  • OH RA
    APPROVED
    Since 2021-08-23
  • TX RA
    APPROVED_RES
    Since 2021-08-23

Branch Locations

4343 Easton Commons, Columbus, OH 43219 • United States

Westerville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P.MOrgan Securities Inc Columbus OH 06/2008 08/2021
Bear, Stearns & Co. Inc. Columbus OH 10/2008 08/2021
J.P. Morgan Securities Llc Columbus OH 10/2012 08/2021
Morgan Stanley Columbus OH 08/2021 Present
  • 06/2008 → 08/2021
    J.P.MOrgan Securities Inc
    Columbus, OH
  • 10/2008 → 08/2021
    Bear, Stearns & Co. Inc.
    Columbus, OH
  • 10/2012 → 08/2021
    J.P. Morgan Securities Llc
    Columbus, OH
  • 08/2021 → Present
    Morgan Stanley
    Columbus, OH
Previous Registrations
  • 2012-10-01 → 2021-08-07
    J.P. Morgan Securities Llc
    Columbus, OH
    Columbus, OH
  • 2009-10-08 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-02
S63 Uniform Securities Agent State Law Examination 2000-11-20
  • S65 Uniform Investment Adviser Law Examination
    2009-10-02
  • S63 Uniform Securities Agent State Law Examination
    2000-11-20
Other Names
  • Martin James Mcguigan
  • Martin J Mcguigan

View on SEC IAPD

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PARK AVENUE SECURITIES LLC
W&S BROKERAGE SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC

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CARL DAVID WEISE
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DANIELLE BALL
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BRENT WAGNER
BRIAN ALOYSIUS CARRETTA
ANDREW C WAGES
Alan Robert Beymer

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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