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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-11-05 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
55 S. Lake Ave 6Th Floor, Pasadena, CA 91101 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Pasadena | CA | 06/2007 | 11/2021 |
| Wells Fargo Advisors, Llc. | Pasadena | CA | 12/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | 10/2021 |
| City National Bank | Pasadena | CA | 10/2021 | Present |
| City National Securities, Inc. | Pasadena | CA | 10/2021 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; LA QUINTA,CA; 50% OWNERSHIP WITH SPOUSE; START DATE 01/10/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; OWNER. the name of the other business; NA whether the business is investment-related; No the address of the other business; 43419 Corte Del Oro, La Quinta, Ca 92253 the nature of the other business; Rental Property your position; Owned with spouse, brother in law and sister in law title, or relationship with the other business; co owner the start date of your relationship; 1/13/2020 the approximate number of hours/month you devote to the other business; 1 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Home owner related responsibilities. Ongoing maintenance and rental (typically, only rented about 3 months a year).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-28 |
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