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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2005-10-13 |
Branch Locations
622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 06/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 06/1998 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2008 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. LICH GROUP LLC, 12014 MANHATTAN PLACE DR, ST LOUIS, MO 63131, ENTITY FOR PAYING STAFF COMPENSATION, NOT USED WITH THE PUBLIC, NOT INVESTMENT RELATED. START DATE 12/26/2005. 3.50% OWNER, BUSHWOOD DEVELOPMENT, LLC. 188 FLYNN RD, LAKE OZARK, MISSOURI, 65049, INVESTMENT PROPERTY, START DATE: 10/27/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LAND DEVELOPMENT AND SALE. INVESTMENT RELATED. 4. 100% OWNER, LGCS, LLC, BUSINESS RELATED COACHING, 622 EMERSON RD STE 400, ST LOUIS, MO, START DATE: 06/01/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CONSULTING ON RUNNING A GROUP BUSINESS. NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-01 |
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