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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-07-22 |
| CT | RA | APPROVED | 2013-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Southbury | CT | 03/2010 | Present |
I*540244 For profit or not for profit: Entity For Profit Name of outside business organization: LLC Investment related: Y Address of business: Ansonia, Connecticut, 06401 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 10/10/2021 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: No specific role or title. Just having my name added to the LLC I*1477300 For profit or not for profit: Entity For Profit Name of outside business organization: Vyne LLC Investment related: N Address of business: Middlebury, Connecticut, 06762, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 9/9/2023 Number of hours devoted: 15 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Banquet Server/Waitress
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-22 |
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