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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

130 Park Ave S, St Cloud, MN 56301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anderson Financial St. Cloud MN 08/1999 Present
Reliastar Buffalo MN 09/2014 Present
Voya Financial Advisors St Cloud MN 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/1999 → Present
    Anderson Financial
    St. Cloud, MN
  • 09/2014 → Present
    Reliastar
    Buffalo, MN
  • 09/2014 → 06/2021
    Voya Financial Advisors
    St Cloud, MN
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1.) NAME OF ENTITY: Anderson Financial; Yes; 130 PARK AVE S ST. CLOUD; ST. CLOUD; MN; 56301; DBA; Owner, independent agent; 1/1/1999; 160; 160; dba for fixed insurance sand securities sales| 2.) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 130 PARK AVE S; ST. CLOUD; MN; 56301; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 12/7/1999; 160; 160; sales and service of fixed insurance products| 3.) NAME OF OTHER BUSINESS:BRIAN E. ANDERSON INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS CORPORATION; START DATE : 2000; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: S CORP FOR TAX PURPOSES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-22
  • S66 Uniform Combined State Law Examination
    1999-12-22

View on SEC IAPD

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