Eugene Brendan Mccarthy

Current Employers

Employment History

• 10/2010 → 05/2019
  Ubs Financial Services Inc
  Melbourne, FL
• 05/2019 → Present
  Kestra Investment Services, Llc
  Melbourne, FL
• 05/2019 → Present
  Kestra Private Wealth Services
  Melbourne, FL

Previous Registrations

• 2010-10-28 → 2019-05-10
  Ubs Financial Services Inc.
  Melbourne, FL
• 2007-01-30 → 2010-11-04
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  Melbourne, FL
• 2006-02-21 → 2007-02-07
  Citigroup Global Markets Inc.
  Suntree, FL
  New York, NY
  Suntree, FL
• 1998-08-13 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Suntree, FL

Other Businesses

Name: Three Bridges Planning Inv Rel: Yes Address: 304 S. Harbor City Blvd., Suite 200 Melbourne FL 32901 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Posi: Director of Wealth Management Start Date: 5/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing investment and securities advice to clients Name: Candlelighters of Brevard Inv Rel: No Address: 436 Fifth Avenue, Suite 1 Indialantic FL 32903 NOB: Board Position (Board of Directors, Board of Trustees, etc.) Posi: President Start Date: 1/5/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board leader for long term, strategic planning. Not involved in day to day operations. Name: Holy Name of Jesus Endowment Development Committee Inv Rel: No Address: 3050 N. Highway A1A Indialantic FL 32903 NOB: Board Position (Board of Directors, Board of Trustees, etc.) Posi: Committee Member Start Date: 2/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help plan and allocate funds toward school education goals and scholarships. Name: CANDLELIGHTERS OF BREVARD POSI: President / Co-Executive Director NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No # OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 01/17/2022 ADDRESS: 436 Fifth Avenue, Suite 1, Indialantic FL 32903 DESC: Board leader for long term, strategic planning. Co-Executive Director for external events the organization needs me to attend. Name: FSUGAVIATION LLC POSITION: Member NATURE: Sharing costs of an airplane for pleasure. Not business. INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2024 ADDRESS: 530 Franklyn Avenue, Indialantic FL 32903, United States DESCRIPTION: No duties or obligations

Exams

• S66 Uniform Combined State Law Examination
  1998-07-15

Other Names

• E Brendan Mccarthy
• Brendan Mccarthy