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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-18
MD RA APPROVED 2007-12-05
  • TX RA
    APPROVED_RES
    Since 2022-10-18
  • MD RA
    APPROVED
    Since 2007-12-05

Branch Locations

6021 University Blvd Ste 440, Ellicott City, MD 21043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Ellicott City MD 12/2003 Present
Other Businesses

1. 08/13/2024 - BD WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-26
  • S66 Uniform Combined State Law Examination
    2004-05-26

View on SEC IAPD

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