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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-01-04
  • CO RA
    APPROVED
    Since 2022-01-04

Branch Locations

1801 California Street Suite 3900, Denver, CO 80202-5822 • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sioux Falls SD 04/2013 12/2017
Rbc Capital Markets, Llc. Boulder CO 02/2018 Present
Previous Registrations
  • 2012-03-27 → 2013-02-22
    Sioux Falls, SD
    Minneapolis, MN
    Sioux Falls, SD
Other Businesses

(1) NAME OF ENTITY: Choppy's Kraft Shack LLC; ADDRESS: 11795 Elizabeth Circle Thornton CO 80233; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: crafting to sell; CAPACITY: Sole Proprietor; START DATE: 12/2019; DUTIES: creating crafts to sell for profit; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; (2) NAME OF ENTITY: Rental ADDRESS: Private Residence INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Partnership START DATE:01/07/2022 CAPACITY:Owner DUTIES: Renting a room in my home HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Wolf & Teddy LLC ADDRESS: 11795 Elizabeth Circle, Thornton, Colorado 80233 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 05, 2026 CAPACITY: Partner DUTIES: Artistic and design team, designing cups and signs for the Rocky Mountain Complex and Choppys Kraft Shack. No formal legal document executed yet. HOURS DEVOTED PER MONTH: 20-30 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0-2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-27
S63 Uniform Securities Agent State Law Examination 2002-01-29
  • S66 Uniform Combined State Law Examination
    2021-10-27
  • S63 Uniform Securities Agent State Law Examination
    2002-01-29
Other Names
  • Anita Kaye Wingfield
  • Anita Kaye Wingfield
  • Anita Kaye Wingfield - Milner
  • Anita Kaye Wingfield-Milner

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