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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-04 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Thornton, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sioux Falls | SD | 04/2013 | 12/2017 |
| Rbc Capital Markets, Llc. | Boulder | CO | 02/2018 | Present |
(1) NAME OF ENTITY: Choppy's Kraft Shack LLC; ADDRESS: 11795 Elizabeth Circle Thornton CO 80233; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: crafting to sell; CAPACITY: Sole Proprietor; START DATE: 12/2019; DUTIES: creating crafts to sell for profit; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; (2) NAME OF ENTITY: Rental ADDRESS: Private Residence INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Partnership START DATE:01/07/2022 CAPACITY:Owner DUTIES: Renting a room in my home HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (3) NAME OF ENTITY: Wolf & Teddy LLC ADDRESS: 11795 Elizabeth Circle, Thornton, Colorado 80233 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 05, 2026 CAPACITY: Partner DUTIES: Artistic and design team, designing cups and signs for the Rocky Mountain Complex and Choppys Kraft Shack. No formal legal document executed yet. HOURS DEVOTED PER MONTH: 20-30 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0-2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-29 |
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