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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-06-14 |
| OH | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
7310 Turfway Road Ste. 550 Office 9, Florence, KY 41042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Cincinnati | OH | 01/2009 | 06/2024 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 06/2024 |
| Osaic Wealth, Inc. | Florence | KY | 06/2024 | Present |
1. SECURITIES AMERICA ADVISORS- INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 1/2009 - LOCATED AT 312 WALNUT ST, STE 1600, CINCINNATI, OH 45202 2. QUEEN CITY CAPITAL MANAGEMENT POSITION: owner NATURE: 1% owner of Queen City Capital Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 105 East Fourth Street, Suite 800, Cincinnati OH 45202 DESCRIPTION: 1% of my time is spent on this business 3. BRECEK & YOUNG FINANCIAL SERVICES POSITION: owner NATURE: INSURANCE- FIXED ANNUITY FINANCIAL ADVISOR 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2000 ADDRESS: 7310 Turfway Road, suite 550, Florence KY 41042, United States DESCRIPTION: some long term care is offered thru VA with LTC rider perhaps some day I will offer EIA 4. DBA - Brecek and Young Financial Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-31 |
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