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Samuel David Dinn

Osaic Wealth, Inc.

Florence, KY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-14
OH RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • KY RA
    APPROVED
    Since 2024-06-14
  • OH RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

7310 Turfway Road Ste. 550 Office 9, Florence, KY 41042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Cincinnati OH 01/2009 06/2024
Securities America Advisors, Inc. Lavista NE 01/2009 06/2024
Osaic Wealth, Inc. Florence KY 06/2024 Present
  • 01/2009 → 06/2024
    Securities America, Inc.
    Cincinnati, OH
  • 01/2009 → 06/2024
    Securities America Advisors, Inc.
    Lavista, NE
  • 06/2024 → Present
    Florence, KY
Previous Registrations
  • 2009-01-23 → 2024-06-14
    Securities America Advisors, Inc.
    Florence, KY
  • 2002-01-02 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Cincinnati, OH
    Folsom, CA
    Cincinnati, OH
Other Businesses

1. SECURITIES AMERICA ADVISORS- INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 1/2009 - LOCATED AT 312 WALNUT ST, STE 1600, CINCINNATI, OH 45202 2. QUEEN CITY CAPITAL MANAGEMENT POSITION: owner NATURE: 1% owner of Queen City Capital Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2016 ADDRESS: 105 East Fourth Street, Suite 800, Cincinnati OH 45202 DESCRIPTION: 1% of my time is spent on this business 3. BRECEK & YOUNG FINANCIAL SERVICES POSITION: owner NATURE: INSURANCE- FIXED ANNUITY FINANCIAL ADVISOR 1% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2000 ADDRESS: 7310 Turfway Road, suite 550, Florence KY 41042, United States DESCRIPTION: some long term care is offered thru VA with LTC rider perhaps some day I will offer EIA 4. DBA - Brecek and Young Financial Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-31
  • S66 Uniform Combined State Law Examination
    1998-08-31
Other Names
  • Dave Dinn
  • Samuel D Dinn

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