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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
1880 S Dairy Ashford Rd. Ste. 554, Houston, TX 77077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Boston | MA | 02/2015 | 02/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 02/2015 | 03/2023 |
1) CIRA, Fairfield IA 52556, 12/2022, Investment Advisor Representative, manages client assets or prepares financial plans, INV REL, 160 HR/MO 120 HR/MO Trading 2) KING CAPITAL ADVISORS, INC., 1880 S. Dairy Ashford Rd, Suite 554, Houston TX 77077, 08/2006, Vice President, DBA Name, NIR, 160 HR/MO, 120 HR/MO TRADING. 3) Tennis Coach, 20319 Canyon Gate Blvd., Katy TX 77450, 11/16/2023, Coach, Sport/Fitness/Gaming, NIR, 15 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-13 |
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