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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-31

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Frisco TX 06/2015 09/2017
Raymond James Financial Services, Inc Frisco TX 09/2017 05/2022
Southwestern Investment Advisory Services Frisco TX 02/2018 05/2022
The Nace Wealth Team Frisco TX 04/2022 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 05/2022 Present
Bank Of America, N.A. Mckinney TX 05/2022 Present
  • 06/2015 → 09/2017
    Frisco, TX
  • 09/2017 → 05/2022
    Raymond James Financial Services, Inc
    Frisco, TX
  • 02/2018 → 05/2022
    Southwestern Investment Advisory Services
    Frisco, TX
  • 04/2022 → 05/2022
    The Nace Wealth Team
    Frisco, TX
  • 05/2022 → Present
    Mckinney, TX
  • 05/2022 → Present
    Bank Of America, N.A.
    Mckinney, TX
Previous Registrations
Other Businesses

I*2153281, Entity Type non-profit, Name of OBA: Wings for Widows Address: Wayzata, MN 55391 Investment Related: No Position, Title, Association: Volunteer Employee Start Date: 02/01/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Volunteering I*2795280 Entity Type: N/A Name of OBA: Wakeland High School PTSA Address:Frisco Texas Investment Related:No Position, Title, Association:N/A Start Date:09/02/2025 No Hours: 2 Weekly No Hours during trading:0 Weekly Duties: sending emails to parents/staff/community members to make them aware of the ptsa at Wakeland. As well as asking for their assistance to funds programs and spirt nights for the PTSA. Attending meetings and assisting with the president of the PtSA for events at the school.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-14
S63 Uniform Securities Agent State Law Examination 2000-03-31
  • S66 Uniform Combined State Law Examination
    2012-02-14
  • S63 Uniform Securities Agent State Law Examination
    2000-03-31
Other Names
  • Anitra Carol Thomas
  • Anitra Thomas Brennan
  • Anitra Carol Brennan
  • Anitra Carol Brennan
  • Anitra C Brennan

View on SEC IAPD

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