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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Frisco | TX | 06/2015 | 09/2017 |
| Raymond James Financial Services, Inc | Frisco | TX | 09/2017 | 05/2022 |
| Southwestern Investment Advisory Services | Frisco | TX | 02/2018 | 05/2022 |
| The Nace Wealth Team | Frisco | TX | 04/2022 | 05/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mckinney | TX | 05/2022 | Present |
| Bank Of America, N.A. | Mckinney | TX | 05/2022 | Present |
I*2153281, Entity Type non-profit, Name of OBA: Wings for Widows Address: Wayzata, MN 55391 Investment Related: No Position, Title, Association: Volunteer Employee Start Date: 02/01/2025 No Hours: 2 monthly No Hours during trading: 0 Duties: Volunteering I*2795280 Entity Type: N/A Name of OBA: Wakeland High School PTSA Address:Frisco Texas Investment Related:No Position, Title, Association:N/A Start Date:09/02/2025 No Hours: 2 Weekly No Hours during trading:0 Weekly Duties: sending emails to parents/staff/community members to make them aware of the ptsa at Wakeland. As well as asking for their assistance to funds programs and spirt nights for the PTSA. Attending meetings and assisting with the president of the PtSA for events at the school.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-31 |
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