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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-19
TX RA APPROVED 2019-06-19
  • IL RA
    APPROVED
    Since 2019-06-19
  • TX RA
    APPROVED
    Since 2019-06-19

Branch Locations

1515 W 22Nd St. Suite 525, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oak Brook IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oak Brook IL 11/2016 06/2019
Wells Fargo Advisors Financial Network, Llc Oak Brook IL 06/2019 Present
Previous Registrations
  • 2006-12-11 → 2019-06-19
    Oak Brook, IL
  • 2005-07-06 → 2006-07-14
    Chase Investment Services Corp.
    Carol Stream, IL
    Glenview, IL
    Winfield, IL
  • 2004-06-15 → 2005-07-06
    Banc One Securities Corporation
    Winfield, IL
  • 2003-06-26 → 2004-05-12
    Ameriprise Advisor Services, Inc.
    Oakbrook Terrace, IL
Other Businesses

RENTAL PROPERTY, INV RELATED, WHEATON, IL, 100% OWNERSHIP, START 2/1/2012, 1 HR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. KLECKNER,LLC, INVT RELATED, WHEATON,IL,100% OWNERSHIP, START DATE 3/21/2023,1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-05
S63 Uniform Securities Agent State Law Examination 1999-07-29
  • S65 Uniform Investment Adviser Law Examination
    2001-07-05
  • S63 Uniform Securities Agent State Law Examination
    1999-07-29
Designations

View on SEC IAPD

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