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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-06-19 |
| TX | RA | APPROVED | 2019-06-19 |
Branch Locations
1515 W 22Nd St. Suite 525, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oak Brook | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oak Brook | IL | 11/2016 | 06/2019 |
| Wells Fargo Advisors Financial Network, Llc | Oak Brook | IL | 06/2019 | Present |
RENTAL PROPERTY, INV RELATED, WHEATON, IL, 100% OWNERSHIP, START 2/1/2012, 1 HR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD. KLECKNER,LLC, INVT RELATED, WHEATON,IL,100% OWNERSHIP, START DATE 3/21/2023,1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-29 |
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