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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-12-09
NC RA APPROVED 2018-08-15
  • DE RA
    APPROVED
    Since 2025-12-09
  • NC RA
    APPROVED
    Since 2018-08-15

Branch Locations

6801 Falls Of Neuse Rd Suite 106, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Raleigh NC 02/1998 Present
Cecil Burt Insurance Agency Raleigh NC 06/1974 Present
State Farm Investment Management Corp. Raleigh NC 07/2009 03/2017
State Farm Investment Management Corp Raleigh NC 08/2018 Present
Previous Registrations
Other Businesses

1) Cecil Burt's Insurance Agency; Insurance Agency; Investment-related; 6801 Flls Of Neuse Rd Ste 106 Raleigh, NC 27615-5387; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 1/1/1972; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-06
  • S63 Uniform Securities Agent State Law Examination
    1998-07-06
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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