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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-14 |
| TX | RA | APPROVED_RES | 2016-03-28 |
Branch Locations
99 Park Avenue Suite 1910, New York, NY 10016 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Secaucus, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | New York | NY | 03/2016 | 05/2022 |
| Raymond James Financial Services Advisors Inc. | New York | NY | 03/2016 | 05/2022 |
| Steward Partners Investment Advisory, Llc | New York | NY | 03/2016 | Present |
| Steward Partners Investment Solutions, Llc | New York | NY | 05/2022 | Present |
| Steward Partners Global Advisory Llc | New York | NY | 05/2022 | Present |
(1)Name of Business: personal rental property Address: 161 Centre Ave, Secaucus, NJ, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I rent an apartment out (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide admin support (3)Name of Business: The Beiley Group Address: 2 Grand Central Tower, New York, NY, 10017, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/11/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist client with customer service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-29 |
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