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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-14
TX RA APPROVED_RES 2016-03-28
  • NY RA
    APPROVED
    Since 2021-02-14
  • TX RA
    APPROVED_RES
    Since 2016-03-28

Branch Locations

99 Park Avenue Suite 1910, New York, NY 10016 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Secaucus, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. New York NY 03/2016 05/2022
Raymond James Financial Services Advisors Inc. New York NY 03/2016 05/2022
Steward Partners Investment Advisory, Llc New York NY 03/2016 Present
Steward Partners Investment Solutions, Llc New York NY 05/2022 Present
Steward Partners Global Advisory Llc New York NY 05/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: personal rental property Address: 161 Centre Ave, Secaucus, NJ, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I rent an apartment out (2)Name of Business: Steward Partners Investment Advisory LLC Address: 140 E 45th St Fl 36, New York, NY, United States Activity Type: Independent RIA Position/Title: Investment Related: No Start Date: 03/04/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide admin support (3)Name of Business: The Beiley Group Address: 2 Grand Central Tower, New York, NY, 10017, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/11/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist client with customer service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-09
S63 Uniform Securities Agent State Law Examination 2003-09-29
  • S66 Uniform Combined State Law Examination
    2013-09-09
  • S63 Uniform Securities Agent State Law Examination
    2003-09-29
Other Names
  • Izzy Robledo

View on SEC IAPD

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