Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-29 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Rancho Santa Fe, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 07/2019 | 12/2024 |
| Hilltop Securities Inc. | San Diego | CA | 12/2008 | 05/2019 |
| Unemployed | Rancho Santa Fe | CA | 01/2025 | 04/2025 |
| Aegis Capital Corp | New York | NY | 04/2025 | Present |
1) Katz Financial Services, Inc.; Rancho Sante Fe, CA; Not Investment-Related; Corporation for Tax Purposes, 1099 employee; Start date: 2019; 0 hours devoted to business; 0 hours during securities trading hours 2) Rancho Santa Fe Association HOA; 17022 Avenida De Acacias, Rancho Santa Fe, CA 92091; Non Investment-Related; Member of the HOA Finance Committee; Start date: 2023; 3-5 hours per month devoted to business; 3-5 hours per month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
Reach out to this advisor